Justin James Spraker

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 07/2022
  Ameriprise Financial Services, Inc.
  Clifton Park, NY
• 07/2022 → 10/2023
  Crux Wealth Advisors, Llc
  Clifton Park, NY
• 07/2022 → 03/2025
  Raymond James Financial Services, Inc.
  Clifton Park, NY
• 07/2022 → 03/2025
  Raymond James Financial Services Advisors, Inc.
  Clifton Park, NY
• 05/2014 → Present
  Legacy Wealth Planning Group
  Clifton Park, NY
• 07/2009 → Present
  Gha Executive Services Llc
  Clifton Park, NY
• 03/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2022-07-18 → 2025-04-11
  Raymond James Financial Services Advisors, Inc
  Clifton Park, NY
  Clifton Park, NY
  Clifton Park, NY
• 2021-04-16 → 2022-07-26
  Ameriprise Financial Services, Llc
  Clifton Park, NY
  Albany, NY
  Liverpool, NY
  Albany, NY
  Albany, NY
  Clifton Park, NY
  Jay, NY
  Saratoga Springs, NY

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 9/2002 APX NUMBER OF HOURS PER WEEK: 20 APX NUMBER OF HOURS DURING TRADING HOURS: 20 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: LEGACY WEALTH PLANNING GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 5/2014 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 50 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: SERVICE CLIENTS CONDUCTING ANNUAL FINANCIAL PLANNING, ASSET MANAGEMENT, AND INVESTMENT SOLUTIONS. RECRUIT NEW CLIENTS, AND PROSPECTIVE ADVISORS TO CONTINUE TO GROW THE ORGANIZATION; 3. NAME OF OTHER BUSINESS: GHA EXECUTIVE SERVICES LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: LLC TO PAY EXPENSES AND STAFF START DATE: 7/2009 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: GHA EXECUTIVE SERVICES LLC, WAS CREATED AS A SEPARATE ENTITY TO PAY NON-LICENSES STAFF, RENT, AND OTHER PAYMENTS TO VENDORS USED IN SUPPORT OF LEGACY WEALTH PLANNING GROUP;

Exams

• S66 Uniform Combined State Law Examination
  2002-07-27