Allan Lawson Harkness

Employer firm

Peak Wealth Group LLC CRD 150003

$44.5M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → Present
  Peak Wealth Group, Llc
  Rosewell, GA
• 03/2011 → 12/2020
  Peak Brokerage Services Llc
  Roswell, GA
• 12/2020 → 09/2022
  Dempsey Lord Smith, Llc
  Rome, GA
• 09/2022 → Present
  Quantum Capital, Llc
  Durham, NC

Previous Registrations

• 2010-11-19 → 2011-01-27
  Cape Investment Advisory, Inc.
  Mcdonough, GA
• 2005-09-27 → 2009-07-17
  Ssn Advisory, Inc.
  Roswell, GA
• 2003-01-16 → 2005-09-26
  First Heartland Consultants, Inc.
  Alpharetta, GA

Other Businesses

Mr. Harkness is the owner of Highland Financial Advisors, LLC; Highland Financial Advisors, LLC is also an Insurance Agency; and serves as its President; duties are managerial and hours worked are between 10-20 per month. Harkness performs his duties predominantly in Florida and Georgia, and he travels to other locations where registered investment advisors or registered representatives of the firms that he is associated with are located. Mr. Harkness is a Director, Chairman, & CEO for Foundation For Legacy Planning, Inc; Start Date: 8.1.17; Estimated Income: $0; 10-25 hours per month spent on activity during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2002-08-14

Other Names

• Allan Lawson Harkness
• Allan Harkness