Gary Jo Anderson

Current Employers

Employment History

• 05/2009 → Present
  Lpl Financial Llc
  Lexington, KY
• 01/2014 → Present
  Keystone Financial Group, Llc
  Lexington, KY

Previous Registrations

• 2008-01-01 → 2009-05-04
  Wells Fargo Clearing Services, Llc
  Lexington, KY
• 2003-10-28 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Lexington, KY
  St. Louis, MO
  Lexington, KY

Other Businesses

(1) 04/01/2009: KEYSTONE FINANCIAL GROUP - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) (2) 06/04/2012: TOP SHELF - ENTITY FOR TAX PURPOSES ONLY (3) 04/25/2014: KEYSTONE FINANCIAL GROUP - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR: KEYSTONE FINANCIAL GROUP - 60% OF TIME SPENT - CHARGE A FEE BASED ON THE ASSETS I MANAGE (4) 04/25/2014: KEYSTONE FINANCIAL GROUP - INV REL - AT REPORTED BUSIENSS LOCATION(S) - REGISTERED INVESTMENT ADVISOR: KEYSTONE FINANCIAL GROUP - 50% OF TIME SPENT - CHARGE A FEE BASED OFF THE ASSETS THE CLEINT HAS WITH ME (5) 09/15/2014: KEYSTONE FINANCIAL GROUP, LLC - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR HYBRID - START 04/01/2014 - 120 HR/MO ALL DURING SECS TRDG HRS - CHARGE A FEE BASED ON THE ASSETS I MANAGE (6) 05/12/2015: KENTUCKY RUGBY INC - NOT INV REL - HOME BASED - NON-PROFIT BOARD MEMBER - START 05/01/2015 - 2 HR/MO NONE DURING SECS TRDG HRS - PRESIDENT OF THE NON PROFIT BUT SIT ON THE BOARD OF DIRECTORS WITH TWO OTHERS. (7) 12/12/2019 - No Business Name - Investment Related - Lexington Ky - Real Estate Rental - Started 10/16/2019 - 5 Hours Per Month During Securities Trading. (8) 12/12/2019 - No Business Name - Investment Related - Lex Ky - Real Estate Rental - Started 09/01/2016 - 5 Hours Per Month/0 Hours During Securities Trading. (9) 05/30/2023 - MOUNT STERLING PROPERTIES - Investment Related - Sterling, KY - Real Estate Rental - Start Date 01/05/2023 - 2 Hours Per Month/ 0 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2002-09-06