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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-11-01 |
| TX | RA | APPROVED_RES | 2008-04-17 |
| IA | RA | APPROVED | 2002-10-09 |
Branch Locations
2625 N Loop Dr Ste 2200, Ames, IA 50010 • United States
9 Plaza Dr Ste 6, Clear Lake, IA 50428 • United States
8951 Windsor Pkwy, Johnston, IA 50131-2566 • United States
1223 E Buchanan St, Winterset, IA 50273 • United States
Johnston, IA • United States
630 Roosevelt Rd Ste 105, St. Cloud, MN 56301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Johnston | IA | 06/2002 | 03/2020 |
| Ameriprise Financial Services, Llc | Johnston | IA | 03/2020 | Present |
Business Ownership; Stratford Properties One, LLC; ; Rental Real Estate; 12245 Stratford DriveClive, IA 50323, ,; Not Investment-Related; 01/20/2012; 1 to 9 hours per month; 0 during trading hours / Integrity Point LLC; Co-owner; Manage Ameriprise Business; 8951 Windsor Parkway, , Johnston, IA, 50131; Investment-Related; 11/01/2024; 1 to 9 hours per month; 1 to 9 during trading hours / North Peak LLC; Owner; Manage Ameriprise Business; 8951 Windsor Parkway, , Johnston, IA, 50131; Investment-Related; 11/01/2024; 1 to 9 hours per month; 1 to 9 during trading hours / Integrity Point Real Estate LLC; Co-owner; Real Estate; 8951 Windsor Parkway, , Johnston, IA, 50131; Not Investment-Related; 10/06/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; North Peak LLC; Owner; Manage advisory business; 8951 Windsor Parkway, , Johnston, IA, 50131; Investment-Related; 01/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Fieldstone Association; President of a building association; 9 Plaza Drive, , Clear Lake, IA, 50428; Not Investment-Related; 12/01/2022; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-10-08 |
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