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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-11-01
TX RA APPROVED_RES 2008-04-17
IA RA APPROVED 2002-10-09
  • MN RA
    APPROVED
    Since 2024-11-01
  • TX RA
    APPROVED_RES
    Since 2008-04-17
  • IA RA
    APPROVED
    Since 2002-10-09

Branch Locations

2625 N Loop Dr Ste 2200, Ames, IA 50010 • United States

9 Plaza Dr Ste 6, Clear Lake, IA 50428 • United States

8951 Windsor Pkwy, Johnston, IA 50131-2566 • United States

1223 E Buchanan St, Winterset, IA 50273 • United States

Johnston, IA • United States

630 Roosevelt Rd Ste 105, St. Cloud, MN 56301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Johnston IA 06/2002 03/2020
Ameriprise Financial Services, Llc Johnston IA 03/2020 Present
Other Businesses

Business Ownership; Stratford Properties One, LLC; ; Rental Real Estate; 12245 Stratford DriveClive, IA 50323, ,; Not Investment-Related; 01/20/2012; 1 to 9 hours per month; 0 during trading hours / Integrity Point LLC; Co-owner; Manage Ameriprise Business; 8951 Windsor Parkway, , Johnston, IA, 50131; Investment-Related; 11/01/2024; 1 to 9 hours per month; 1 to 9 during trading hours / North Peak LLC; Owner; Manage Ameriprise Business; 8951 Windsor Parkway, , Johnston, IA, 50131; Investment-Related; 11/01/2024; 1 to 9 hours per month; 1 to 9 during trading hours / Integrity Point Real Estate LLC; Co-owner; Real Estate; 8951 Windsor Parkway, , Johnston, IA, 50131; Not Investment-Related; 10/06/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; North Peak LLC; Owner; Manage advisory business; 8951 Windsor Parkway, , Johnston, IA, 50131; Investment-Related; 01/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Fieldstone Association; President of a building association; 9 Plaza Drive, , Clear Lake, IA, 50428; Not Investment-Related; 12/01/2022; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-08
  • S66 Uniform Combined State Law Examination
    2002-10-08
Designations
Other Names
  • Rich Keeling
  • Richard Keeling

View on SEC IAPD

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