Kevin Kiyoshi Nagasawa

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 09/2025
  Morgan Stanley
  Deerfield, IL
• 09/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Northbrook, IL

Previous Registrations

• 2009-06-01 → 2025-09-15
  Morgan Stanley
  Tulsa, OK
  Oak Brook, IL
  Oakbrook Terrace, IL
  Oak Brook, IL
  Glenview, IL
  Barrington, IL
  Barrington, IL
  Deerfield, IL
• 2005-10-04 → 2009-06-01
  Citigroup Global Markets Inc.
  Tulsa, OK
  Glenview, IL
  Northfield, IL

Other Businesses

I*4907270, Entity Type, Name of OBA: K N and M N Address: Skokie Illinois 60076 Investment Related: No Position, Title, Association: Executor Employee Start Date:07/13/2031 No Hours: 0 Weekly No Hours during trading: 0 Weekly Duties:

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-10-03
• S63 Uniform Securities Agent State Law Examination
  2000-01-31