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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-10-08 |
| IL | RA | APPROVED | 2025-09-24 |
Branch Locations
1033 Skokie Blvd, Northbrook, IL 60062 • United States
13355 Noel Rd Division - Texas South, Dallas, TX 75240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Deerfield | IL | 01/2016 | 09/2025 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Northbrook | IL | 09/2025 | Present |
I*4907270, Entity Type, Name of OBA: K N and M N Address: Skokie Illinois 60076 Investment Related: No Position, Title, Association: Executor Employee Start Date:07/13/2031 No Hours: 0 Weekly No Hours during trading: 0 Weekly Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-31 |
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