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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2021-04-30 |
| OR | RA | APPROVED | 2014-01-21 |
Branch Locations
1000 Sw Broadway St Ste 2170, Portland, OR 97205 • United States
1420 5Th Ave, Ste 3600, Seattle, WA 98101 • United States
11832 Mukilteo Speedway, Mukilteo, WA 98275 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services Llc | St. Cloud | MN | 10/2009 | Present |
| Heritage Bank | Vancouver | WA | 10/2012 | Present |
| Cetera Investment Advisers Llc | Vancouver | WA | 01/2014 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-10-09 |
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