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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-08 |
| GA | RA | APPROVED | 2014-10-10 |
Branch Locations
2160 Satellite Blvd Suite 150, Duluth, GA 30097 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Duluth | GA | 09/2014 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
1.) 1.FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION 2.NAME OF OUTSIDE BUSINESS ORGANIZATION: OCA GEORGIA (ORGANIZATION OF CHINESE AMERICANS) 3.INVESTMENT RELATED: N 4.ADDRESS OF BUSINESS: P.O. BOX 767278, ROSWELL, GEORGIA 30076 5.NATURE OF BUSINESS: CHARITABLE ORGANIZATION, 6.COMPENSATION FOR ACTIVITY: N 7.POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, 8.START DATE OF RELATIONSHIP: 4/15/2013 9.NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLY 10.NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 11.DUTIES: THE POSITION I'M SEEKING IS VP OF EDUCATION. MY DUTIES THIS YEAR WILL BE TO ORGANIZE AND RUN A MENTORSHIP PROGRAM FOCUSED ON ASIAN AMERICANS. TOPICS WILL INCLUDE GENERAL LEADERSHIP, PRESENTATION, AND IMPOVING COMMUNICATION SKILLS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-08-07 |
| S63 | Uniform Securities Agent State Law Examination | 2002-07-18 |
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