Gabriel David Ward

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2005 → 02/2021
  Prudential Investment Management Services Llc
  Dubuque, IA
• 10/2006 → 12/2018
  Global Portfolio Strategies, Inc.
  Dubuque, IA
• 04/2005 → 02/2021
  The Prudential Insurance Company Of America
  Dubuque, IA
• 05/2019 → 11/2020
  Prudential Customer Solutions Llc
  Dubuque, IA
• 03/2021 → Present
  Empower Retirement
  Denver, CO

Previous Registrations

• 2019-05-31 → 2020-11-29
  Prudential Select Strategies Llc
  Dubuque, IA
• 2006-10-23 → 2018-12-31
  Global Portfolio Strategies, Inc.
  Hartford, CT
  Dubuque, IA
• 2004-02-17 → 2005-04-30
  Prudential Retirement Brokerage Services, Inc.
  Dubuque, IA

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-02-11
• S63 Uniform Securities Agent State Law Examination
  2002-10-01