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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-02-01 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
29 South Main Street Suite 300, West Hartford, CT 06107 • United States
Stonington, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Distributors, Llc | Springfield | MA | 01/2013 | 01/2021 |
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 01/2013 | 01/2021 |
| Gwfs Equities, Inc. | Boston | MA | 01/2021 | 04/2021 |
| Kestra Investment Services Llc | Farmington | CT | 05/2021 | Present |
| Kestra Advisory Services, Llc | Farmington | CT | 02/2022 | Present |
Business Name: The Schuster Group Investment Related: Yes Address: 135 South Road Farmington CT 06032 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: Advisor Start Date: 5/3/2021 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Participant Retirement Plan Education SCHUSTER DRISCOLL, LLC POSITION: Producer NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 05/03/2021 ADDRESS: 135 South Road, Farmington CT 06032, United States DESCRIPTION: Facilitate Insurance services as part of my Financial Advisor Activities, working with individual clients. KESTRA ADVISORY SERVICES, LLC POSITION: Advisor/Producer NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 18 START DATE: 05/03/2021 ADDRESS: 5707 Southwest Parkway Building 2 Ste. 400, Austin TX 78735, United States DESCRIPTION: Investment Advisory Services for individual clients.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 2008-10-23 |
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