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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2022-01-28 |
| TX | RA | APPROVED_RES | 2014-06-18 |
| MN | RA | APPROVED | 2013-12-09 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Rochester | MN | 03/2012 | 01/2022 |
| Ameriprise Financial Services, Llc | Lacrosse | WI | 01/2022 | Present |
Outside Employment; F & G Management LLC; Consultant - F & G Management LLC has employed me to assist in consulting with their clients and for providing investment analysis of their current clients, as well as, new investments; ; 401 2nd Street N Ste 102, , La Crosse, WI, 54601; Investment-Related; 05/02/2022; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 2002-08-07 |
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