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Elizabeth Yefimov Minard

Wells Fargo Clearing Services, LLC

St. Louis, MO

Tempe, AZ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2016-01-07
CO RA APPROVED 2009-08-17
  • AZ RA
    APPROVED
    Since 2016-01-07
  • CO RA
    APPROVED
    Since 2009-08-17

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

1150 W Washington St, Tempe, AZ 85281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Scottsdale AZ 08/2009 11/2016
Wells Fargo Clearing Services, Llc Scottsdale AZ 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-26
S63 Uniform Securities Agent State Law Examination 2000-02-23
  • S66 Uniform Combined State Law Examination
    2005-01-26
  • S63 Uniform Securities Agent State Law Examination
    2000-02-23
Other Names
  • Elizabeth Yefimov
  • Liz Minard

View on SEC IAPD

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