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Richard David Sargent

Truist Advisory Services, Inc.

Duluth, GA

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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-10-27
  • GA RA
    APPROVED
    Since 2022-10-27

Branch Locations

6475 Sugarloaf Pkwy, Duluth, GA 30097 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Bank Oakwood GA 11/2015 01/2017
Bb&T Bank/Truist Bank Oakwood GA 01/2017 02/2022
Truist Bank Flowery Branch GA 02/2022 05/2022
Truist Investment Services, Inc. Gainesville GA 05/2022 Present
Truist Advisory Services, Inc. Gainesville GA 10/2022 Present
  • 11/2015 → 01/2017
    Bb&T Bank
    Oakwood, GA
  • 01/2017 → 02/2022
    Bb&T Bank/Truist Bank
    Oakwood, GA
  • 02/2022 → 05/2022
    Truist Bank
    Flowery Branch, GA
  • 05/2022 → Present
    Truist Investment Services, Inc.
    Gainesville, GA
  • 10/2022 → Present
    Truist Advisory Services, Inc.
    Gainesville, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-14
  • S66 Uniform Combined State Law Examination
    2022-10-14
Other Names
  • Rich Sargent

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Duluth, GA
LEGACY PARTNER GROUP · DULUTH, GA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · DULUTH, GA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · DULUTH, GA
PFS INVESTMENTS INC. · DULUTH, GA
LIFEWATER WEALTH MANAGEMENT · DULUTH, GA
AMERIPRISE FINANCIAL SERVICES, LLC · DULUTH, GA
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