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Julie Annette Hocevar

LPl Enterprise, LLC

High Point, NC

High Point, NC

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-11-14
  • NC RA
    APPROVED
    Since 2024-11-14

Branch Locations

2205 Eastchester Drive Suite 105, High Point, NC 27625 • United States

1301 Eastchester Dr Suite 202, High Point, NC 27265 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Greensboro NC 06/2002 03/2017
Massmutual Life Insurance Co High Point NC 07/2016 02/2021
Mml Investors Services, Llc High Point NC 03/2017 02/2021
Pruco Securities, Llc. Greensboro NC 03/2021 11/2024
Prudential Insurance Company Of America Greensboro NC 03/2021 Present
Lpl Enterprise, Llc High Point NC 11/2024 Present
  • 06/2002 → 03/2017
    Metlife Securities Inc.
    Greensboro, NC
  • 07/2016 → 02/2021
    Massmutual Life Insurance Co
    High Point, NC
  • 03/2017 → 02/2021
    Mml Investors Services, Llc
    High Point, NC
  • 03/2021 → 11/2024
    Pruco Securities, Llc.
    Greensboro, NC
  • 03/2021 → Present
    Prudential Insurance Company Of America
    Greensboro, NC
  • 11/2024 → Present
    Lpl Enterprise, Llc
    High Point, NC
Previous Registrations
  • 2021-03-04 → 2024-11-14
    Pruco Securities, Llc.
    High Point, NC
    High Point, NC
  • 2017-03-25 → 2021-03-01
    Mml Investors Services, Llc
    High Point, NC
  • 2004-05-21 → 2017-03-25
    Msi Financial Services, Inc.
    Winston-Salem, NC
    Greensboro, NC
    Greensboro, NC
    Greensboro, NC
    High Point, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-05-20
S63 Uniform Securities Agent State Law Examination 2002-07-11
  • S65 Uniform Investment Adviser Law Examination
    2004-05-20
  • S63 Uniform Securities Agent State Law Examination
    2002-07-11
Designations
Other Names
  • Julie A Hocevar

View on SEC IAPD

Other Firms

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LPL FINANCIAL LLC
INDEPENDENT ADVISOR ALLIANCE, LLC
SLEDGE AND COMPANY WEALTH ADVISORS
WELLS FARGO CLEARING SERVICES, LLC
CONCURRENT INVESTMENT ADVISORS, LLC
OSAIC WEALTH, INC.
TRUIST ADVISORY SERVICES, INC.

Other Investors

Warren Richard Lackey
Warren Richard Lackey
BRADFORD CECIL CLINARD
WILLIAM WARREN ARMFIELD
Bradley Tomlin
JAMIE DAVID SLEDGE
Kurt Williams Shuler
WARREN CHAD CARRICK

Other Offices

EDWARD JONES · HIGH POINT, NC
LPL FINANCIAL LLC · HIGH POINT, NC
INDEPENDENT ADVISOR ALLIANCE, LLC · High Point, NC
SLEDGE AND COMPANY WEALTH ADVISORS · HIGH POINT, NC
WELLS FARGO CLEARING SERVICES, LLC · HIGH POINT, NC
CONCURRENT INVESTMENT ADVISORS, LLC · High Point, NC
EDWARD JONES · HIGH POINT, NC
EDWARD JONES · HIGH POINT, NC

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