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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-08-22 |
| NC | RA | APPROVED | 2019-06-04 |
Branch Locations
100 North Main Street Suite 2500, Winston-Salem, NC 27101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Winston-Salem | NC | 10/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Winston-Salem | NC | 11/2016 | 04/2019 |
| Morgan Stanley Smith Barney, Llc | Winston-Salem | NC | 04/2019 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 06/2019 | Present |
*498- Personal Trust; Investment related - Yes; Winston-Salem, NC; Trustee (proprietor, partner, officer, director, employee, trustee, agent); 07/2016; during business hours: 0; after business hours: 1 *497- Personal Trust; Investment related - Yes; Winston-Salem, NC; Trustee (proprietor, partner, officer, director, employee, trustee, agent); 07/2016; during business hours: 0; after business hours: 1 * 496-Personal Trust; Investment related - Yes; Winston-Salem, NC; Trustee (proprietor, partner, officer, director, employee, trustee, agent); 07/2016; during business hours: 0; after business hours: 1 * 495-Personal Trust; Investment related - Yes; Winston-Salem, NC; Trustee (proprietor, partner, officer, director, employee, trustee, agent); 07/2016; During business hours: 0; After business hours: 1 * 494-Personal Trust; Investment related - Yes; Winston-Salem, NC; Trustee (proprietor, partner, officer, director, employee, trustee, agent); 07/2016; During business hours: 0; After business hours: 1 * 493- Personal Trust; Investment related - Yes; Winston-Salem, NC; Trustee (proprietor, partner, officer, director, employee, trustee, agent); 07/2016; During business hours: 0; After business hours: 1 *325 - Senior Services, Inc.; Investment related - Yes; Winston-Salem, North Carolina; Health and Welfare; Board Member, Finance Committee (proprietor, partner, officer, director, employee, trustee, agent); 11/2018; During business hours: 0; After business hours: 2;Accounting/Bookkeeping, Check Signing/Funds Disbursements
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-04 |
| S63 | Uniform Securities Agent State Law Examination | 2002-08-20 |
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