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Current Employers
Usaa Investment Services Company

9800 Fredericksburg Road, San Antonio, TX 78288-0227 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-08-19
TX RA APPROVED 2020-11-06
  • AZ RA
    APPROVED
    Since 2022-08-19
  • TX RA
    APPROVED
    Since 2020-11-06

Branch Locations

One Norterra Drive, Phoenix, AZ 85085 • United States

Glendale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Comerica Securities, Inc. Phoenix AZ 04/2015 11/2016
Usaa Financial Planning Services Phoenix AZ 11/2016 12/2020
Usaa Financial Advisors Inc. Phoenix AZ 11/2016 06/2020
Jazzercise, Inc Phoenix AZ 07/2015 07/2018
Usaa Investment Services Company Phoenix AZ 01/2018 Present
Usaa Life Insurance Company Phoenix AZ 12/2020 Present
  • 04/2015 → 11/2016
    Comerica Securities, Inc.
    Phoenix, AZ
  • 11/2016 → 12/2020
    Usaa Financial Planning Services
    Phoenix, AZ
  • 11/2016 → 06/2020
    Usaa Financial Advisors Inc.
    Phoenix, AZ
  • 07/2015 → 07/2018
    Jazzercise, Inc
    Phoenix, AZ
  • 01/2018 → Present
    Phoenix, AZ
  • 12/2020 → Present
    Usaa Life Insurance Company
    Phoenix, AZ
Previous Registrations
  • 2017-01-04 → 2018-01-08
    Usaa Financial Planning Services
    Phoenix, AZ
  • 2015-05-29 → 2016-11-28
    Comerica Securities
    Phoenix, AZ
  • 2013-07-16 → 2015-05-19
    Northpointe Financial, Llc
    Surprise, AZ
  • 2012-08-02 → 2013-07-05
    Cetera Advisors Llc
    Surprise, AZ
    Peoria, AZ
  • 2010-09-24 → 2012-07-13
    Scottsdale, AZ
  • 2005-09-12 → 2010-09-09
    Wells Fargo Investments, Llc
    Scottsdale, AZ
    Peoria, AZ
    Peoria, AZ
    Glendale, AZ
    Glendale, AZ
    Peoria, AZ
    Scottsdale, AZ
  • 2002-08-15 → 2005-07-29
    Wells Fargo Investments, Llc
    Sun City, AZ
Other Businesses

*Company Name: Treasure Trolls LLC *Investment related: No *Business Address: Private Residence *Nature of Business: Resale of merchandise. *Position: Co-owner *Start Date: 06/01/2024 *Number of work hours/Month: 5 hours *Number of work hours during security trading hours: None. *Duties: Buy and sell items of value different technology programs such as Ebay, Poshmark, EJ's Auctions, Etsy.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-12
  • S66 Uniform Combined State Law Examination
    2002-08-12
Other Names
  • Catherine Anne Lindauer
  • Catherine Anne Molina
  • Catherine Ann Shapiro
  • Catherine Anne Shapiro
  • Catherine Anne Lindauer
  • Catherine Lindauer Lopez

View on SEC IAPD

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