Catherine Anne Lopez

Employer firm

Usaa Investment Services Company CRD 5475

2,635 advisory clients

Reported services (Item 5G)

• Financial planning
• REFERRALS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → 11/2016
  Comerica Securities, Inc.
  Phoenix, AZ
• 11/2016 → 12/2020
  Usaa Financial Planning Services
  Phoenix, AZ
• 11/2016 → 06/2020
  Usaa Financial Advisors Inc.
  Phoenix, AZ
• 07/2015 → 07/2018
  Jazzercise, Inc
  Phoenix, AZ
• 01/2018 → Present
  Usaa Investment Services Company
  Phoenix, AZ
• 12/2020 → Present
  Usaa Life Insurance Company
  Phoenix, AZ

Previous Registrations

• 2017-01-04 → 2018-01-08
  Usaa Financial Planning Services
  Phoenix, AZ
• 2015-05-29 → 2016-11-28
  Comerica Securities
  Phoenix, AZ
• 2013-07-16 → 2015-05-19
  Northpointe Financial, Llc
  Surprise, AZ
• 2012-08-02 → 2013-07-05
  Cetera Advisors Llc
  Surprise, AZ
  Peoria, AZ
• 2010-09-24 → 2012-07-13
  Equitable Advisors, Llc
  Scottsdale, AZ
• 2005-09-12 → 2010-09-09
  Wells Fargo Investments, Llc
  Scottsdale, AZ
  Peoria, AZ
  Peoria, AZ
  Glendale, AZ
  Glendale, AZ
  Peoria, AZ
  Scottsdale, AZ
• 2002-08-15 → 2005-07-29
  Wells Fargo Investments, Llc
  Sun City, AZ

Other Businesses

*Company Name: Treasure Trolls LLC *Investment related: No *Business Address: Private Residence *Nature of Business: Resale of merchandise. *Position: Co-owner *Start Date: 06/01/2024 *Number of work hours/Month: 5 hours *Number of work hours during security trading hours: None. *Duties: Buy and sell items of value different technology programs such as Ebay, Poshmark, EJ's Auctions, Etsy.

Exams

• S66 Uniform Combined State Law Examination
  2002-08-12

Other Names

• Catherine Anne Lindauer
• Catherine Anne Molina
• Catherine Ann Shapiro
• Catherine Anne Shapiro
• Catherine Anne Lindauer
• Catherine Lindauer Lopez