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Alex Papadopoulos

Osaic Wealth, Inc.

Evanston, IL

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-09-29
  • IL RA
    APPROVED
    Since 2023-09-29

Branch Locations

721 Chicago Ave, Evanston, IL 60202 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Chicago IL 06/2014 09/2023
Iht Wealth Management Llc Chicago IL 06/2014 09/2023
Lpl Insurance Associates Chicago IL 06/2014 09/2023
Osaic Wealth Inc Evansonton IL 09/2023 Present
  • 06/2014 → 09/2023
    Lpl Financial Llc
    Chicago, IL
  • 06/2014 → 09/2023
    Chicago, IL
  • 06/2014 → 09/2023
    Lpl Insurance Associates
    Chicago, IL
  • 09/2023 → Present
    Evansonton, IL
Previous Registrations
  • 2014-07-18 → 2023-10-10
    Chicago, IL
  • 2009-10-23 → 2014-06-30
    Evanston, IL
    Chicago, IL
    Skokie, IL
    Chicago, IL
    Chicago, IL
  • 2008-10-24 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Chicago, IL
    Evanston, IL
    Skokie, IL
  • 2005-08-30 → 2008-10-24
    Lasalle Financial Services, Inc.
    Chicago, IL
    Skokie, IL
    Skokie, IL
    Chicago, IL
    Evanston, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
Other Businesses

1. EGEA WEALTH MANAGEMENT POSITION: President NATURE: Egea Wealth Management LLC conducting business through Osaic both Advisory and Brokerage. INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 10/02/2023 ADDRESS: 721 Chicago Ave, Evanston, Illinois IL 60202, United States DESCRIPTION: Egea Wealth Management is the dba being used through Osaic Wealth Management. 2. XEMATI LLC POSITION: Owner NATURE: This is a single proprietor LLC. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/08/2024 ADDRESS: 100 E. Walton St., 19D, Chicago IL 60611, United States DESCRIPTION: Website creative content on a part time basis. Non-financial related focused on Greek culture.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-03-07
S63 Uniform Securities Agent State Law Examination 2000-02-04
  • S65 Uniform Investment Adviser Law Examination
    2003-03-07
  • S63 Uniform Securities Agent State Law Examination
    2000-02-04

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