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Christopher Jon Gaudet

State Farm Investment Management Corp.

Lake Charles, LA

CRD 4545457

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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2024-12-17
MS RA APPROVED 2024-12-17
TX RA APPROVED 2024-12-06
LA RA APPROVED 2023-04-13
  • AR RA
    APPROVED
    Since 2024-12-17
  • MS RA
    APPROVED
    Since 2024-12-17
  • TX RA
    APPROVED
    Since 2024-12-06
  • LA RA
    APPROVED
    Since 2023-04-13

Branch Locations

411 W College St, Lake Charles, LA 70605 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp. Lake Charles LA 09/2005 Present
Christopher Gaudet Insurance Agency Lake Charles LA 03/2008 Present
State Farm Investment Management Corp Lake Charles LA 04/2019 Present
  • 09/2005 → Present
    State Farm Vp Management Corp.
    Lake Charles, LA
  • 03/2008 → Present
    Christopher Gaudet Insurance Agency
    Lake Charles, LA
  • 04/2019 → Present
    Lake Charles, LA
Other Businesses

1) DOMMERT FARMS, LLC; NON-INVESTMENT-RELATED; 7000 GUM COVE RD, SULPHUR, LA 70665; INVESTMENT OR COMMERCIAL PROPERTY; AGENT 0%; 12/16/10; 0 HRS/MO; 0 HRS/MO; NO DUTIES. 2) Christopher Gaudet's Insurance Agency; Insurance Agency; Investment-related; 411 W College St Lake Charles, LA 70605-1527; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 3/1/2008; 80; 80; Service customers and supervise employees 3) JTLSA LLC; Investment-related; 411 West College St Lake Charles, LA 70605; Investment Property; Owner; none; 9/25/2023; 1; 0; vacant land

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-12-03
S65 Uniform Investment Adviser Law Examination 2023-03-31
  • S63 Uniform Securities Agent State Law Examination
    2024-12-03
  • S65 Uniform Investment Adviser Law Examination
    2023-03-31
Other Names
  • Chris Gaudet
  • Christopher Jon Gaudet

View on SEC IAPD

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