Best Investors Account Sign in
Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2012-12-05
  • OK RA
    APPROVED
    Since 2012-12-05

Branch Locations

315 West Edmond Road Suite B, Edmond, OK 73003 • United States

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Horizon Financial Services, Inc Tulsa OK 02/2000 Present
  • 02/2000 → Present
    Horizon Financial Services, Inc
    Tulsa, OK
Previous Registrations
  • 2011-01-11 → 2012-12-05
    Legend Advisory, Llc
    Edmond, OK
    Palm Beach Gardens, FL
Other Businesses

NOT INVESTMENT RELATED-HORIZON FINANCIAL SERVICES INC, 315 W EDMOND RD, SUITE B EDMOND OK 73003,LIFE-HEALTH P&C, EXTENDED WARRANTY BUSINESS FOR AUTO DEALERSHIPS, START 2/1/00, TIME 1% INCOME 1% INSURANCE POSITION: Insurance Agent NATURE: Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/28/2016 ADDRESS: 315 west edmond road, suite b, Edmond OK 73003 DESCRIPTION: We use New York Long Term Care Brokers to obtain quotes and issue policies based on client needs. HORIZON FINANCIAL SERVICES, Is Investment Related, DBA, Financial Professional 12/05/2012,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-01-08
S63 Uniform Securities Agent State Law Examination 2002-08-24
  • S66 Uniform Combined State Law Examination
    2011-01-08
  • S63 Uniform Securities Agent State Law Examination
    2002-08-24
Other Names
  • Richard J Collins
  • Richie J. Collins

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Edmond, OK

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor