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Inactive

Roger Wesley Johnson

Act Advisors

Asheville, NC

Mt. Pleasant, SC

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Current Employers
Act Advisors

521 College Street, Asheville, NC 28801 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-03-20
NC RA APPROVED 2014-12-22
SC RA APPROVED 2014-11-19
  • CA RA
    APPROVED
    Since 2024-03-20
  • NC RA
    APPROVED
    Since 2014-12-22
  • SC RA
    APPROVED
    Since 2014-11-19

Branch Locations

521 College Street, Asheville, NC 28801 • United States

1156 Bowman Rd, Suite 200, Mt. Pleasant, SC 29464 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Charleston SC 11/2013 12/2023
Act Advisors, Llc Charleston SC 10/2014 Present
  • 11/2013 → 12/2023
    Lpl Financial Llc
    Charleston, SC
  • 10/2014 → Present
    Act Advisors, Llc
    Charleston, SC
Previous Registrations
  • 2013-12-18 → 2014-12-22
    Lpl Financial Llc
    Charleston, SC
    San Diego, CA
    Charleston, SC
    Asheville, NC
  • 2005-06-13 → 2013-12-20
    Cuna Brokerage Services, Inc.
    Charleston, SC
    North Charleston, SC
    N Charleston, SC
    Charleston, SC
    Charleston, SC
    Mount Pleasant, SC
    Mount Pleasant, SC
    Charleston, SC
    Charleston, SC
  • 2004-06-16 → 2005-02-03
    Bb&T Investment Services, Inc.
    Charlotte, NC
  • 2002-08-21 → 2004-06-16
    Ubs Financial Services Inc.
    Raleigh, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-20
  • S66 Uniform Combined State Law Examination
    2002-08-20
Designations

View on SEC IAPD

Other Firms

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CETERA INVESTMENT ADVISERS LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BEACON POINTE ADVISORS, LLC
EDWARD JONES
LPL FINANCIAL LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

JAMES TURNER NORRIS
LAURENCE J CASPER
DONALD PETER WEIDEMANN
SANDRA K NEWBERRY
JONATHAN TRAVIS PAYNE
CHRISTINA LEIGH SIMPSON
KATHLEEN CARROLL KING
AMBER DAWN MCCLEEREY

Other Offices

OPPENHEIMER & CO. INC. · ASHEVILLE, NC
CETERA INVESTMENT ADVISERS LLC · ASHEVILLE, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ASHEVILLE, NC
BEACON POINTE ADVISORS, LLC · Asheville, NC
BEACON POINTE ADVISORS, LLC · Asheville, NC
EDWARD JONES · ASHEVILLE, NC
LPL FINANCIAL LLC · ASHEVILLE, NC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Asheville, NC

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