Michael Carey

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2006-04-19
FL	RA	APPROVED	2002-09-04

TX RA
APPROVED_RES

Since 2006-04-19
FL RA
APPROVED

Since 2002-09-04

Branch Locations

101 East Kennedy Boulevard, Suite 1800, Tampa, FL 33602 • United States

100 South Ashley Drive Suite 1800, Tampa, FL 33602 • United States

Tampa, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Tampa	FL	06/2002	Present
Pricewaterhouse Coopers	Tampa	LA	04/1989	Present

06/2002 → Present

Ubs Financial Services Inc.

Tampa, FL
04/1989 → Present

Pricewaterhouse Coopers

Tampa, LA

Other Businesses

I AM CURRENTLY EMPLOYEED BY PRICEWATERHOUSE COOPERS LLP AND MY CURRENT RESPONSIBILITIES ARE TO COMPLETE ANY EXISTING PROJECTS AND FACILITATE A SMOOTH TRANSITION OF MY FORMER CLIENTS TO A NEW SENIOR MANAGER. THIS POSITION IS NOT INVESTMENT-RELATED AND MY TENTATIVE DATE OF TERMINATION FROM PRICEWATERHOUSE COOPERS LLP IS AUGUST 30TH 2002.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-08-22

S66 Uniform Combined State Law Examination

2002-08-22

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews