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William Henry Atha

Raymond James & Associates, Inc.

Beverly Hills, CA

Reno, NV

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-09-08
NV RA APPROVED 2022-08-12
CA RA APPROVED 2022-07-28
  • TX RA
    APPROVED_RES
    Since 2025-09-08
  • NV RA
    APPROVED
    Since 2022-08-12
  • CA RA
    APPROVED
    Since 2022-07-28

Branch Locations

9595 Wilshire Blvd. Suite 801 And 200, Beverly Hills, CA 90212 • United States

Reno, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Reno NV 03/2012 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 07/2022
Raymond James & Associates, Inc. Beverly Hills CA 07/2022 Present
Morgan Stanley Private Bank, N.A New York NY 02/2020 Present
  • 03/2012 → Present
    Morgan Stanley Smith Barney
    Reno, NV
  • 01/2015 → 07/2022
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 07/2022 → Present
    Raymond James & Associates, Inc.
    Beverly Hills, CA
  • 02/2020 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2012-04-02 → 2022-08-04
    Morgan Stanley
    La Jolla, CA
    Honolulu, HI
    Salt Lake City, UT
    Salt Lake City, UT
    Reno, NV
  • 2002-08-19 → 2012-06-12
    Alliancebernstein L.P.
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-09
  • S66 Uniform Combined State Law Examination
    2002-08-09
Other Names
  • William H. Atha
  • William Henry Atha Ii

View on SEC IAPD

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