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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-06-29 |
Branch Locations
25000 Center Ridge Rd, Ste 8, Westlake, OH 44145 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NEITZEL, LUKE & ASSOCIATES, INC. 20220 CENTER RIDGE ROAD #170 ROCKY RIVER, OH 44116. CERTIFIED PUBLIC ACCOUNTANTS, CPA, PARTNER. 2. NAME OF OTHER BUSINESS: WEST SHORE OSTEOPATHIC FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: 29101 HEALTH CAMPUS DRIVE STE 1, WESTLAKE, OH 44145; NATURE OF BUSINESS: BOARD; START DATE: 1/2024 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ATTEND BOARD MEETINGS; 3. NAME OF OTHER BUSINESS: NEITZEL LUKE AND SALOPEK INC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX & ACCOUNTING; START DATE: 1/2024; POSITION/TITLE/RELATIONSHIP: CPA; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: TAX AND ACCOUNTING PRACTICE; 4. NAME OF OTHER BUSINESS: WESTLAKE CENTER PROPERTIES LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: LLC; START DATE: 1/2024; POSITION/TITLE/RELATIONSHIP: PART OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: LLC MEMBER;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-06-26 |
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