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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-06-29
  • OH RA
    APPROVED
    Since 2023-06-29

Branch Locations

25000 Center Ridge Rd, Ste 8, Westlake, OH 44145 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Other Businesses

1. NEITZEL, LUKE & ASSOCIATES, INC. 20220 CENTER RIDGE ROAD #170 ROCKY RIVER, OH 44116. CERTIFIED PUBLIC ACCOUNTANTS, CPA, PARTNER. 2. NAME OF OTHER BUSINESS: WEST SHORE OSTEOPATHIC FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: 29101 HEALTH CAMPUS DRIVE STE 1, WESTLAKE, OH 44145; NATURE OF BUSINESS: BOARD; START DATE: 1/2024 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ATTEND BOARD MEETINGS; 3. NAME OF OTHER BUSINESS: NEITZEL LUKE AND SALOPEK INC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX & ACCOUNTING; START DATE: 1/2024; POSITION/TITLE/RELATIONSHIP: CPA; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: TAX AND ACCOUNTING PRACTICE; 4. NAME OF OTHER BUSINESS: WESTLAKE CENTER PROPERTIES LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: LLC; START DATE: 1/2024; POSITION/TITLE/RELATIONSHIP: PART OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: LLC MEMBER;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-06-26
  • S63 Uniform Securities Agent State Law Examination
    2003-06-26

View on SEC IAPD

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