Lyle Hans-Christian Pennell

Current Employers

Employment History

• 11/2015 → Present
  Lpl Financial Llc
  Farmington, CT
• 12/2015 → 05/2024
  Private Advisor Group, Llc
  Farmington, CT
• 05/2024 → Present
  Gateway Wealth Partners, Llc
  Farmington, CT

Previous Registrations

• 2015-12-04 → 2024-06-28
  Private Advisor Group, Llc
  Farmington, CT
  Morristown, NJ
• 2008-07-02 → 2015-12-17
  Msi Financial Services, Inc.
  Glastonbury, CT
  Farmington, CT
  Shelton, CT
• 2002-07-19 → 2008-06-27
  Ameriprise Financial Services, Llc
  Farmington, CT
  East Hartford, CT
  Glastonbury, CT

Other Businesses

1. 03/07/2016: Wentworth DeAngelis & Kaufman - INV REL - 200 mountain rd, suite 2 Farmington, ct 06032 - Non-Variable Insurance - START 03/01/2016 - 3 Hours Per Month/0 Hours During Securities Trading. 2. 03/16/2016: Trager Insurance Group - INV REL - 200 Mountain Road, 2nd Fl, Farmington, CT 06032 - Property and Casualty - START 03/01/2016 - 1 Hour Per Month/0 Hours During Securities Trading. 3. 5/4/2016: One New England - Investment Related - 200 Mountain Road, Suite 2, Farmington, CT 06032 - Non-Variable Insurance - Started 05/01/2016 - 5 Hours Per Month During Securities Trading - Senior Wealth Advisor. 4. 08/30/2016: Pennell Wealth Advisors - DBA for LPL Business (entity for LPL business) - INV REL - 200 Mountain Rd. Suite 2, Farmington, CT 06032 - Start 08/26/2016 - 80 Hr/Mo; 20 Hour(s) During Securities Trading 5. 10/28/2016: LTCI Partners - Non-Variable Insurance - Investment Related - 200 Mountain Rd. Farmington, CT 06032 - Start 10/10/2016 - 2 Hr/Mo; 2 Hour(s) During Securities Trading - LTC. 6. 11/29/2016: Crump Life Insurance - Not Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 11/10/16 - 1 Hour Per Month During Securities Trading - Fixed insurance. 7. 7/3/2018 - Pennell Wealth Advisors LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 06/22/2018 - 160 Hours Per Month/160 Hours During Securities Trading. 8. 10/8/2018 - EAGiL Financial Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Selling/Servicing Agent - Start Date: 10/01/2018 - 4 Hours Per Month/4 Hours During Securities Trading - Fixed insurance. 9. 3/19/2020 - National Life Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 03/13/2020 - 1 Hour Per Month/1 Hour During Securities Trading - Selling life polices. 10. 1/14/2022 - Ameritas - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 01/13/2022 - 5 Hours Per Month/2 Hours During Securities Trading. 11. 08/16/2022- PENNELL HOLDINGS, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only -Start Date- 06/30/2022 - 5 Hours Per Month/ 5 Hours During Securities Trading 12. 06/21/2024 - Gateway Wealth Partners LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - AT Reported Business Location(s) - Start Date 05/28/2024 - 120 Hours Per Month/ During Trading - I provide investment advisory services through Gateway Wealth Partners, an independent investment advisor firm. I started this business activity in 05/2024. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 13. 10/01/2024 - Pennell Wealth Advisors - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business locaiton(s) - Start Date 09/12/2024 - 40 Hours Per Month/ 24 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2002-07-16

Designations

Other Names

• Christ Pennell
• Christian Pennell