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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2018-08-09 |
Branch Locations
161 S Stratford Road, Winston-Salem, NC 27104 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First National Bank Of Pa | Winston-Salem | MD | 04/2016 | Present |
| Cetera Investment Services Llc | St.CLoud | MN | 04/2016 | Present |
| Cetera Investment Advisors | Winston-Salem | MD | 04/2016 | Present |
1) FIXED LIFE INSURANCE SALES OUTSIDE OF CETERA 2) RENTAL PROPERTY
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 2003-11-13 |
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