Erik Sylvan Sherman

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2002 → 11/2018
  Signator Investors, Inc.
  Coconut Grove, FL
• 11/2018 → Present
  Osaic Wealth, Inc.
  Coconut Grove, FL

Previous Registrations

• 2003-08-13 → 2018-11-02
  Signator Investors, Inc.
  Coconut Grove, FL
  Miami, FL
  Tampa, FL

Other Businesses

1. RENTAL PROPERTIES POSITION: other NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1999 ADDRESS: 3049 R ORANGE ST., MIAMI FL 33133, United States DESCRIPTION: Rental Property Owner 2. RETIREMENT READY ADVISERS POSITION: Owner Conducting securities investment advisory and insurance business under this business name NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 01/01/2015 ADDRESS: 2937 SW 27th Avenue, Suite #106, MIAMI FL 33133, United States DESCRIPTION: Sales and Marketing ofsecurities investment advisory and insurance business under this business name 3. ATRIUM IN THE GROVE HOA POSITION: President NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1999 ADDRESS: 3049 R ORANGE ST., MIAMI FL 33133, United States DESCRIPTION: HOAPresident 4. Retirement Ready Advisers; POSITION: agent; NATURE: S corp.; Investment related - yes; NUMBER OF HOURS: 20; SECURITIES TRADING HOURS: 20; START DATE: 01/01/2015; ADDRESS: 2937 SW 27th Avenue, Suite #106, MIAMI, Florida, 33133 , United States; DESCRIPTION: Insurance Broker for fixed insurance 5. The Partners Network; POSITION: Other; NATURE:INC; INVESTMENT RELATED: Yes; NUMBER OF HOURS: 0; SECURITIES TRADING HOURS: 0; START DATE: 05/01/2014; ADDRESS: 7700 West Camino Real, #300, Boca Raton, Florida 33433, United States; DESCRIPTION: Silent Company owned by managing executive. Used to pay John Hancock Commissions. 6. SWEET ESCAPE ISLAMORADA LLC POSITION: Managing Member NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/21/2021 ADDRESS: 2937 SW 27th Ave, Suite 106, MIAMI FL 33133, United States DESCRIPTION: LLC established to include new rental property management/incomenext page 1.1 - what capacity - managing member of LLC which will holdrental property/ies;

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-04-28
• S63 Uniform Securities Agent State Law Examination
  2002-11-26

Other Names

• Erik Sylvan Sherman