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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-06-08 |
Branch Locations
1209 Edgewater Dr Ste 203, Orlando, FL 32804 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services Llc | Tampa | FL | 06/2022 | Present |
| Ubs Financial Service Inc | Winter Park | FL | 11/2020 | 05/2022 |
| Wealth Management Solutions | Lake Mary | FL | 02/2020 | 10/2020 |
| Daniel Carlson | Tampa | FL | 06/2022 | 06/2025 |
| Mike Hsu | Orlando | FL | 08/2016 | 02/2020 |
| Northwestern Mutual Investment Services Llc | Orlando | FL | 06/2014 | 02/2020 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 07/2022 | Present |
| David Hood | Tampa | FL | 03/2025 | 06/2025 |
| Carmin Vaccaro | Orlando | FL | 06/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-02-22 |
| S63 | Uniform Securities Agent State Law Examination | 2004-09-03 |
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