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2221 E Lamar Blvd. Suite 130, Arlington, TX 76006 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2018-05-14 |
| TX | RA | APPROVED | 2018-05-01 |
Branch Locations
2221 E Lamar Blvd. Suite 130, Arlington, TX 76006 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Roland, Criss Investment Research, Llc | Arlington | TX | 05/2018 | Present |
| Roland, Criss & Williams, Llc | Arlington | TX | 01/2008 | Present |
ROLAND, CRISS & WILLIAMS, LLC; 2011 E. LAMAR BLVD., STE 150, ARLINGTON, TX 76006; VICE PRESIDENT OF COMPLIANCE AND CERTIFICATIONS; DUTIES-ANALYST; START DATE: 01/2008 TO PRESENT. I CURRENTLY SPEND APPROXIMATELY 250 HOURS A MONTH DEVOTED TO THIS ACTIVITY. ALL HOURS ARE DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-04-24 |
| S63 | Uniform Securities Agent State Law Examination | 2002-11-01 |
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