Anatol Tony Maxwell

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2002 → 04/2020
  Ameriprise Financial Services, Inc.
  Wilmington, DE
• 04/2020 → Present
  Lpl Financial Llc
  Wilmington, DE

Previous Registrations

• 2002-07-30 → 2020-04-07
  Ameriprise Financial Services, Llc
  Wilmington, DE
  Newark, DE
  Wilmington, DE
  Wilmington, DE
  Wilmington, DE
  Wilmington, DE
  Wilmington, DE

Exams

• S66 Uniform Combined State Law Examination
  2002-07-23

Other Names

• Anatoly Maksimowicz