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1630 E River Rd Suite 212, Tucson, AZ 85718 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2011-04-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mutual Securities | Camarillo | CA | 01/2011 | Present |
| Nova Financial Llc | Tucson | AZ | 01/2011 | Present |
1. NOVA FINANCIAL, LLC, START DATE: 12/20/10, 6245 E. BROADWAY BLVD., STE. 150, TUCSON, AZ 85711, IAR, INVESTMENT RELATED, 25 HOURS PER WEEK. 2. INDEPENDENT INSURANCE AGENT, SOLE PROPRIETOR, START: 07/10/2015, 1630 E. RIVER ROAD SUITE 212, TUCSON, AZ 85718, INSURANCE AGENCY/AGENT, FIXED INSURANCE, NOT INVESTMENT RELATED, 1 HOUR PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-04-25 |
| S66 | Uniform Combined State Law Examination | 2002-11-13 |
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