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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-31
UT RA APPROVED 2014-08-28
  • TX RA
    APPROVED_RES
    Since 2019-01-31
  • UT RA
    APPROVED
    Since 2014-08-28

Branch Locations

1992 W Antelope Dr Ste 150, Layton, UT 84041 • United States

Layton , UT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Layton UT 02/2002 Present
Pfs Investments Inc. Layton UT 05/2002 Present
  • 02/2002 → Present
    Primerica Financial Services
    Layton, UT
  • 05/2002 → Present
    Layton, UT
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Utah Wrestling (Aka Usa Wrestling), Layton, UT 84041, Volunteer (Eligible for Compensation), Seasonal (Late October-February), 11/2020 to Present, 1 hour committed per month (0 hours during securities trading hours). BNI, Not investment related, Layton, UT 84040, Nature of Business: This is a networking organization that helps business owners grown their businesses through referral marketing., Position/Title: Area Director, 100 hours committed per month (40 hours during securities trading hours). Pickle Paul Performance Pickleball, Not investment related, Layton, UT 84040, Pickleball Lessons and Merchandise, Co-Owner, 1 hour committed per month (0 hours during securities trading hours).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-07-17
S63 Uniform Securities Agent State Law Examination 2002-06-06
  • S65 Uniform Investment Adviser Law Examination
    2013-07-17
  • S63 Uniform Securities Agent State Law Examination
    2002-06-06

View on SEC IAPD

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