Erica Elizabeth Gargol

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2003 → Present
  Lpl Financial Llc
  Scottsdale, AZ
• 01/2016 → Present
  Stratos Wealth Partners, Ltd
  Scottsdale, AZ

Other Businesses

1. 8/29/2003 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 2. 10/04/2013: NO BUSINESS NAME - NOT INV REL - AT REPORTED BUSINESS LOCATION(S) - NOTARY - 1% OF TIME SPENT 3. 11/24/2014: R&E GARGOL PROPERTIES - INV REL - 17407 N 47TH ST PHOENIX AZ 85032 - REAL ESTATE RENTAL - START 11/20/2014 - 1 HR/MO NONE DURING SECS TRDG HRS - RENTAL PROPERTY OWNER 4. 01/22/2016 - Stratos Wealth Partners - INV REL - 6929 E. Greenway Parkway #180 Scottsdale AZ 85254 - DBA for LPL Business (entity for LPL business) - START 01/19/2016 - 120 HOURS PER MONTH DURING TRADING - Services offered are financial advisory services. 5. 10/26/2016 - Stratos Wealth Partners - Registered Investment Advisor Hybrid - DBA: (Hybrid) Stratos Wealth Partners - INV REL - 6929 E. Greenway Parkway #180 Scottsdale AZ 85254 - Start 01/19/2016 - 120 Hr/Mo; 120 Hour(s) During Securities Trading - I provide investment advisory services through Stratos Wealth Partners, an independent investment advisor firm. I started this business activity in January 2016. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 10/26/2016 - STRATOS WEALTH PARTNERS, LTD - Registered Investment Advisor DBA - DBA: (Hybrid) G&G Wealth / GandG Wealth - INV REL - 6929 E Greenway Pkwy #180, Scottsdale, AZ 85254 - Start 10/06/2016 - 1 Hr/Mo; 1 Hour(s) During Securities Trading 7. 08/30/2021 - Gargol Retreat, LLC - Investment Related - Flagstaff, AZ 86004 - Real Estate Rental - Start Date: 08/09/2021- 1 Hour Per Month/0 Hours During Securities Trading - Purchased a property we are indenting on renting out regularly through AirBnb. 8. 11/29/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 10/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 9. 11/08/2022 - EEG Wealth Management - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date - 10/04/2022 - 1 Hours Per Month/0 Hours During Securities Trading 10. 09/22/2023 - G&G Wealth - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start 07/01/2016 - 200 Hours Per Month/ 0 Hours During Trading 10. 09/22/2023 - G and G Wealth - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start 10/10/2016 - 160 Hours Per Month/ 160 Hours During Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2002-06-10

Designations

• Certified Financial Planner

Other Names

• Erica E Abbo
• Erica Elizabeth Abbo
• Erica Elizabeth Abbo