Joshua Ceth Fleming

LPl Financial LLC

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Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2018-10-10

TX RA
APPROVED

Since 2018-10-10

Branch Locations

402 Cypress Street, Ste 305, Abilene, TX 79601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Abilene	TX	05/2008	Present

05/2008 → Present

Lpl Financial, Llc

Abilene, TX

Other Businesses

1. 3/11/2013: DBA ONLY - PROSPERITY FINANCIAL SERVICES - ABILENE, TX.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-10-03
S63	Uniform Securities Agent State Law Examination	2008-07-23

S65 Uniform Investment Adviser Law Examination

2018-10-03
S63 Uniform Securities Agent State Law Examination

2008-07-23

Designations

View on SEC IAPD

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STATE FARM INVESTMENT MANAGEMENT CORP.

PLAN AHEAD FINANCIAL MANAGEMENT, INC.

OSAIC WEALTH, INC.

TEAM FINANCIAL STRATEGIES

SOFTVEST ADVISORS

ROBERT W. BAIRD & CO. INCORPORATED

Other Investors

RICHARD THOMAS DANSBY

KEITH ALLAN SHAHAN

RISHA DENEE SANDERS

KYLE ROBERT SCHNITMAN

PAUL ROBERT SCHNITMAN

Clayton Boyd Tarpley

Madison Brown Tarpley

Other Offices

LPL FINANCIAL LLC · ABILENE, TX

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ABILENE, TX

STATE FARM INVESTMENT MANAGEMENT CORP. · Abilene, TX

PLAN AHEAD FINANCIAL MANAGEMENT, INC. · ABILENE, TX

EDWARD JONES · ABILENE, TX

OSAIC WEALTH, INC. · ABILENE, TX

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Abilene, TX

TEAM FINANCIAL STRATEGIES · ABILENE, TX

More in Abilene, TX

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