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Barbara Mincher Ernst

Cetera Investment Advisers LLC

Concord, CA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-09
ID RA APPROVED 2025-09-09
  • CA RA
    APPROVED
    Since 2025-09-09
  • ID RA
    APPROVED
    Since 2025-09-09

Branch Locations

1390 Willow Pass Rd Ste 900, Concord, CA 94520 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allstate Insurance Co Northbrook IL 05/2014 07/2025
Allstate Distributors, Llc Northbrook IL 05/2014 07/2025
Cetera Wealth Services, Llc El Segundo CA 07/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 05/2014 → 07/2025
    Allstate Insurance Co
    Northbrook, IL
  • 05/2014 → 07/2025
    Allstate Distributors, Llc
    Northbrook, IL
  • 07/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 09/2025 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-07
S63 Uniform Securities Agent State Law Examination 1999-12-16
  • S66 Uniform Combined State Law Examination
    2008-11-07
  • S63 Uniform Securities Agent State Law Examination
    1999-12-16
Designations
Other Names
  • Barbara Lyons
  • Barbara J Mincher
  • Barbara Jayne Mincher
  • Barbara Jayne Mincher Ernest
  • Barbara Jayne Mincher-Ernst
  • Barbara Jayne Mincher
  • Barbara Jayne Mincher Ernst
  • Barb Ernst

View on SEC IAPD

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Other Investors

MICHAEL KIM
JOHN ALLEN BUCHANAN
BRADLEY ALLEN
JASON ELLIOT CADELL
DYLAN ALEXANDER SCHLOTT
JENNIFER LINDA ADAMS
Joseph Patrick Condon
KEITH DAVID STEMPEL

Other Offices

ASSETMARK, INC. · CONCORD, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CONCORD, CA
INVESTMENT GROWTH MANAGEMENT, INC · Concord, CA
WELLS FARGO CLEARING SERVICES, LLC · CONCORD, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CONCORD, CA
TECHFELLOWS MANAGEMENT, LLC · CONCORD, CA
EDWARD JONES · Concord, CA
PFS INVESTMENTS INC. · CONCORD, CA

More in Concord, CA

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