Dennis Richard Kazen

Current Employers

Employment History

• 10/1998 → Present
  Kazen Accounting And Tax Service Llc
  Marysville, WA
• 12/2004 → 10/2019
  1St Global Capital Corp
  Marysville, WA
• 02/2006 → 10/2019
  1St Global Advisors, Inc.
  Marysville, WA
• 03/2006 → 09/2025
  Avantax Insurance Services, Inc.
  Marysville, WA
• 10/2019 → 09/2025
  Avantax Advisory Services
  Marysville, WA
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Marysville, WA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Marysville, WA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Marysville, WA
• 2006-02-10 → 2019-10-25
  1St Global Advisors Inc
  Marysville, WA
  Dallas, TX

Other Businesses

1) KAZEN FINANCIAL SERVICES, INC. POSITION: President/100% owner NATURE: Financial Services Entity INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 01/01/2001 DESCRIPTION: Provide financial services to clients. 2) ALL SQUARE MORTGAGE INC POSITION: MORTGAGE BROKER NATURE: MORTGAGE LOAN ORIGINATOR INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2015 ADDRESS: Lake Stevens WA 98258, United States DESCRIPTION: I am a W-2 employee of All Square Mortgage as a mortgage loan originator. I help clients with purchase and refinance loans through wholesale lenders. 3) KAZEN ACCOUNTING AND TAX SERVICE LLC POSITION: OTHER - PART TIME ACCOUNTANT AND TAX P NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/01/1998 DESCRIPTION: CPA firm 4) MARYSVILLE GOSPEL HALL CHURCH POSITION: Assistant Treasurer NATURE: Assist with the finances of the church INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/25/1994 ADDRESS: 5202 116th St NE, Marysville WA 98271, United States DESCRIPTION: Count weekly offering and prepare bank deposit. Prepare annual giving report for each participating church member. I am a signer on the church's bank account, but this is for back up purposes only - I have never signed a church check to date. 5) MARYSVILLE COOPERATIVE EDUCATION PROGRAM POSITION: Treasurer NATURE: Maintain the books and records of the non-profit INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 09/05/2006 ADDRESS: 4407 116th St NE, Marysville WA 98271, United States DESCRIPTION: Collect and deposit donations. Write checks to reimburse teachers and parents. Prepare annual budget and annual tax return 6) PREMIUM RESTROOM TRAILERS LLC POSITION: Member NATURE: I am a partner in a self-contained restroom and shower trailer with my son-in-law. The trailer will be rented out for use at weddings, reunions, birthday parties, etc. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2023 ADDRESS: 5531 126th PL NE, MARYSVILLE WA 98271, United States DESCRIPTION: I will handle the bookkeeping and reporting for the business. 7) WAPATO POINT LODGE ASSOCIATION POSITION: Treasurer NATURE: This is an owner-share condominium association for a time share located on Lake Chelan in Manson, WA. We have had ownership since 2002 and I was asked this last year to join as a volunteer on the Board of Directors. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/31/2024 ADDRESS: 1 Wapato Way, Manson WA 98831, United States DESCRIPTION: Review monthly expense reports as prepared by the management company. Approve expense reports and special projects Participate in annual budget preparation Join bi-monthly or quarterly board meetings

Exams

• S66 Uniform Combined State Law Examination
  2006-01-25
• S63 Uniform Securities Agent State Law Examination
  1998-10-06