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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-12-02 |
| MN | RA | APPROVED | 2017-05-11 |
Branch Locations
90 S 7Th St 10Th & 11Th Fls [Ge-Rbo], Minneapolis, MN 55402 • United States
1502 London Rd Ste 210, Duluth, MN 55812 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bmo Harris Bank | Milwaukee | WI | 07/2011 | 02/2017 |
| Bmo Harris Financial Advisors, Inc. | Superior | WI | 08/2012 | 02/2017 |
| Wells Fargo Clearing Services, Llc | Duluth | MN | 02/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-05-01 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-11 |
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