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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-01-09 |
| TX | RA | APPROVED_RES | 2024-01-09 |
Branch Locations
16236 San Diegito Rd #3-13, Rancho Santa Fe, CA 92067 • United States
7777 Fay Avenue Suite 305, La Jolla, CA 92037 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | La Jolla | CA | 10/2013 | 01/2024 |
| Lpl Financial Llc | La Jolla | CA | 01/2024 | Present |
1) 01/2024 - MARINE STREET FINANCIAL / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)160 Hrs per month / 100% Time Spent 2) 01/2024 - WIRE TO WIRE LLC / Business Owner / Non. Inv. Related / San Diego, CA / Start date 12/20/2023 - 3 Hrs per month - 1 % Time Spent 3) 01/2024 - IRISH RIVIERA, INC / Business Entity For Tax/Investment Purposes Only / Non. Inv. Related / Start date 12/20/2023 - 2 Hrs per month - 2 % Time Spent 4) 04/22/2024 - Guardian Life Insurance Company - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 04/01/2024 - 5 Hours Per Month/ 0 Hours during Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-29 |
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