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4300 Shawnee Mission Parkway, Suite 100, Fairway, KS 66205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-02-08 |
Branch Locations
4300 Shawnee Mission Parkway, Suite 100, Fairway, KS 66205 • United States
Downers Grove, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Umb Distribution Services, Llc | Milwaukee | WI | 02/2010 | 11/2017 |
| Scout Distributors, Llc | Kansas City | MO | 06/2009 | 11/2017 |
| Carillon Fund Distributors,Inc. | St Petersburg | FL | 11/2017 | 08/2019 |
| Unemployed | Downers Grove | IL | 08/2019 | 07/2021 |
| Fidelity Investments | Downers Grove | IL | 07/2021 | 03/2022 |
| Unemployed | Downers Grove | IL | 04/2022 | 02/2024 |
| Matrix 360 Distributors Llc | Fairway | KS | 02/2024 | Present |
| M3Sixty Capital, Llc | Fairway | KS | 02/2024 | Present |
M3Sixty Capital, LLC - RIA - 02/2024 - Regional Director / Wholesaler - Investment Related = Y
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-28 |
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