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4300 Shawnee Mission Parkway, Suite 100, Fairway, KS 66205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2025-01-14 |
Branch Locations
4300 Shawnee Mission Parkway, Suite 100, Fairway, KS 66205 • United States
Seneca, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kalos Capital Inc | Alpharetta | GA | 07/2005 | 01/2020 |
| Joot, Inc. | Cincinnati | OH | 01/2020 | 09/2022 |
| Aronson Asset Managemenet | Winder | GA | 02/2022 | 12/2024 |
| Matrix 360 Distributors, Llc | Fairway | KS | 01/2022 | Present |
| The Regulatory Compliance Consulting Group, Llc | Smyrna | GA | 04/2021 | Present |
| Integrity Funds Dist Llc | Minot | ND | 09/2024 | Present |
| Walnut Creek Capital Advisors, Llc | Atlanta | GA | 01/2025 | Present |
| M3Sixty Capital, Llc | Fairway | KS | 01/2025 | Present |
| Grf Capital Investors, Inc. | Tulsa | OK | 05/2025 | Present |
| Research Capital Corporation Usa | Toronto | 07/2024 | Present |
1- RCCG - owner; non-investment related; Seneca, SC; personal LLC; 03/2021 - present; 125 hour/month; provide compliance consulting services to independent BD/RIA. 2 - Walnut Creek Capital Advisors- consultant; investment related; provide consulting services to independent BD; Atlanta GA 01/2025 - Present. 3 - Integrity Funds Distributor, LLC - CCO, Investment related, Address: PO Box 500, 1 North Main Street, Minot, ND 58703, 9/30/2024 - Present 4 - M3Sixty Distributors LLC - CCO, Investment Related, 4300 Shawnee Mission Pkwy, Fairway KS 66205; 01/2022 - Present 5 - M3SixtyCapital LLC - Consultant; investment related; provide consulting services to RIA; Fairway, KS; 012025 - present 6 - GRF Capital - Consultant; investment related; provide consulting services to BD; Tulsa OK; 05/2025 - present 7 - FHWV - Consultant; investment related; provide consulting services to BD; Windsor, CA - 11/2025 - present (firm is pending FINRA approval) 8 - Research Capital Corp. USA - Outsourced CCO; investment related; Provide CCO services to US broker-dealer affiliate; Toronto ON; 07/2024 - present.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-06-06 |
| S63 | Uniform Securities Agent State Law Examination | 1988-08-25 |
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