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Mira Mary Ma

Marim Wealth Planning

San Mateo, CA

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Current Employers
Marim Wealth Planning

1900 S. Norfolk Street Suite 350, San Mateo, CA 94403 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-07-14
CA RA APPROVED 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-07-14
  • CA RA
    APPROVED
    Since 2023-06-29

Branch Locations

1900 S. Norfolk Street Suite 350, San Mateo, CA 94403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aspire Planning Associates, Inc. Walnut Creek CA 12/2015 11/2023
Marim Wealth Planning, Llc San Mateo CA 02/2023 Present
  • 12/2015 → 11/2023
    Aspire Planning Associates, Inc.
    Walnut Creek, CA
  • 02/2023 → Present
    Marim Wealth Planning, Llc
    San Mateo, CA
Previous Registrations
  • 2016-02-09 → 2023-11-09
    Aspire Planning Associates, Inc.
    Walnut Creek, CA
  • 2009-09-08 → 2016-01-14
    Lpl Financial Llc
    San Mateo, CA
    San Mateo, CA
    Sacramento, CA
  • 2008-09-17 → 2009-12-11
    Strategic Wealth Advisors Group
    San Mateo, CA
  • 2008-12-17 → 2009-09-08
    Associated Securities Corp.
    Boston, MA
    San Mateo, CA
  • 2008-04-14 → 2008-12-31
    Fsc Securities Corporation
    San Mateo, CA
    San Mateo, CA
  • 2000-03-22 → 2008-04-14
    Protected Investors Of America
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
Other Businesses

Mira Ma owns rental property and spends 5 to 10 hours a month managing the property.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-28
S63 Uniform Securities Agent State Law Examination 1998-09-12
  • S65 Uniform Investment Adviser Law Examination
    1999-12-28
  • S63 Uniform Securities Agent State Law Examination
    1998-09-12
Designations

View on SEC IAPD

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LPL FINANCIAL LLC
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TRANSAMERICA FINANCIAL ADVISORS, LLC
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

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DEAN ALAN BECKER
SCOTT BARTLETT MCCLOSKEY
ABIY FISSEHA
CHRISTIAN MICHAEL BRETZ
CHRISTOPHER JAMES CALL
CLAY DEAN WILLIAM STAFFORD
Jacob Daly

Other Offices

NEWFRONT RETIREMENT SERVICES, INC. · SAN MATEO, CA
ESO MANAGEMENT SERVICES LLC · SAN MATEO, CA
FARMERS ASSET MANAGEMENT, LLC · San Mateo, CA
EAGLE STRATEGIES LLC · SAN MATEO, CA
LPL FINANCIAL LLC · SAN MATEO, CA
FISHER INVESTMENTS · SAN MATEO, CA
FISHER INVESTMENTS · SAN MATEO, CA
FISHER INVESTMENTS · SAN MATEO, CA

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