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Damian Siegfried Mossbarger

U.S. Bancorp Advisors, LLC

Tustin, CA

CRD 3090647

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Employer firm

U.s. Bancorp Advisors, LLC CRD 14455

$1.80B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-24
CA RA APPROVED 2008-11-07
  • TX RA
    APPROVED_RES
    Since 2019-01-24
  • CA RA
    APPROVED
    Since 2008-11-07

Branch Locations

13300 Newport Ave, Tustin, CA 92780 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Advisors, Llc Tustin CA 11/2008 Present
Previous Registrations
  • 2006-10-13 → 2008-11-07
    Wamu Investments, Inc.
    Lakewood , CA
    Lakewood, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-10-12
S63 Uniform Securities Agent State Law Examination 1998-10-06
  • S65 Uniform Investment Adviser Law Examination
    2006-10-12
  • S63 Uniform Securities Agent State Law Examination
    1998-10-06
Other Names
  • Damian Mossbarger

View on SEC IAPD

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