Richard David Alexander

Employer firm

Pnc Wealth Management LLC CRD 129052

$30.3B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1998 → 08/2019
  Alexander Investment Management Services
  Stafford, VA
• 08/2019 → 09/2020
  Raymond James & Associates, Inc.
  Virginia Beach, VA
• 09/2020 → 07/2026
  Cetera Investment Services Llc
  St Cloud, MN
• 09/2020 → 07/2026
  Cetera Investment Advisers Llc
  Glen Allen, VA
• 07/2026 → Present
  Pnc Wealth Management
  Gettysburg, PA

Previous Registrations

• 2020-09-08 → 2026-07-06
  Cetera Investment Advisers Llc
  Glen Allen, VA
  Williamsburg, VA
• 2019-12-06 → 2020-09-21
  Raymond James & Associates, Inc.
  Virginia Beach, VA
  Norfolk, VA
• 2006-03-07 → 2019-11-23
  Alexander Investment Management Services
  Williamsburg, VA

Exams

• S63 Uniform Securities Agent State Law Examination
  2019-12-05
• S65 Uniform Investment Adviser Law Examination
  2006-02-20

Other Names

• Richard D Alexander