James Andrew Dunlop

Employer firm

Thrivent Advisor Network, LLC CRD 304569

$6.84B regulatory AUM 800 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2003 → 05/2020
  Thrivent Financial For Lutherans
  Appleton, WI
• 02/2003 → 05/2020
  Thrivent Investment Management Inc
  Gettysburg, PA
• 06/2020 → Present
  Thrivent Advisor Network, Llc Dba Advent Partners
  Gettysburg, PA
• 06/2020 → 06/2024
  Purshe Kaplan Sterling Investments, Inc.
  Albany, NY
• 06/2024 → Present
  Thrivent Investment Management Inc
  Minneapolis, MN

Previous Registrations

• 2004-05-24 → 2020-06-03
  Thrivent Investment Management Inc.
  Gettysburg, PA
  Gettysburg, PA
  Gettysburg, PA

Other Businesses

SUSQUEHANNA UNIVERSITY POSITION: Trustee NATURE: Private University INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 06/21/2018 ADDRESS: 514 University Ave Selinsgrove PA 17870 DESCRIPTION: Attend and participate in board and committee meetings 3 times per year. Provide additional volunteer service to the University, its students, staff, faculty and community where appropriate RUTH'S HARVEST GETTYSBURG POSITION: Board President NATURE: Weekend meal program for food-insecure children in Gettysburg Area School District and surrounding community INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 05/18/2015 ADDRESS: PO Box 4771 Gettysburg PA 17325 DESCRIPTION: Lead meetings and also follow up occasionally with volunteers who lead various aspects of this program FIXED INSURANCE BUSINESS POSITION: Agent NATURE: Fixed/Traditional Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 06/01/2020 ADDRESS: 1400 Proline Pl Ste 100, Gettysburg PA 17325 DESCRIPTION: Sales of fixed/traditional insurance THRIVENT ADVISOR NETWORK, LLC POSITION: Wealth Advisor/Managing Partner NATURE: Affiliated Retail Investment Advisory Firm INVESTMENT RELATED: No NUMBER OF HOURS: 144 SECURITIES TRADING HOURS: 144 START DATE: 06/06/2024 ADDRESS: 1400 Proline Pl., Ste 100, Gettysburg PA 17325 DESCRIPTION: Provide investment advisory services to retail clients JAD OPERATIONS, LLC POSITION: Managing member NATURE: LLC is established for the expenses for TAN/TIMI business INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 07/08/2019 ADDRESS: 1400 Proline Pl Ste 100, Gettysburg PA 17325 DESCRIPTION: Finance, accounting and managing of practice. ORTENZIO CHARITABLE TRUST OF SUSQUEHANNA UNIVERSITY POSITION: Trustee NATURE: The Ortenzio Trust provides periodic distrubitons to benefit Susquehanna Unversity's business school. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2019 ADDRESS: 514 University Ave., Selinsgrove PA 17870, United States DESCRIPTION: Provide feedback to the University and the Ortenzio trust on the outside investment advisor's performance. ADDISAM REAL ESTATE LIMITED PARTNERSHIP POSITION: Managing member NATURE: Real estate holding partnership INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2016 ADDRESS: 1400 Proline Pl., Ste 100, Gettysburg PA 17325, United States DESCRIPTION: manage finances of the entity that owns our team's professional offices ADAMS COUNTY COMMUNITY FOUNDATION POSITION: Board Member / Treasurer NATURE: Community Foundation INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 02/12/2024 ADDRESS: 25 S 4th St, Gettysburg PA 17325, United States DESCRIPTION: Review organization's financials. Board oversees outside investment manager, does not involve any investment recommendations. Chair investment committee but will have no trading authority. Evaluate outside money manager. I will not have any signatory powers on any accounts. SUSQUEHANNA UNIVERSITY POSITION: Treasurer/Vice Chair of Board NATURE: Higher Education University INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 10/30/2022 ADDRESS: 514 University Ave., Selinsgrove PA 17870, United States DESCRIPTION: This role is completely oversight of professional staff and outside advisory firm. I do not make any investment recommendations and I do not handle securities or cash

Exams

• S66 Uniform Combined State Law Examination
  2003-03-07
• S63 Uniform Securities Agent State Law Examination
  1999-07-01

Other Names

• Jim Dunlop