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190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-02-28 |
Branch Locations
75 Isham Road Suite 310, West Hartford, CT 06107 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aetna Capital Management | West Hartford | CT | 04/2007 | 09/2017 |
| Cigna Investments, Inc. | Bloomfield | CT | 09/2017 | 10/2023 |
| Aetna, Cvs | Hartford | CT | 01/2024 | 01/2025 |
| Focus Partners Wealth, Llc | Boston | MA | 02/2025 | Present |
Name: Temple Sinai of Newington Investment Related?: No Address: 41 West Hartford Road, Newington, CT 06111 Nature of the other business: Non-Profit Religious Organization Position: President Start Date: 7/1/23-6/30/25 Approximate number of hours/month devoted to the other business: 10 Number of hours you devote to the other business during securities trading hours: 0 Duties: Lead board meetings, interact with clergy, staff and members, assist with annual budget, make decisions with temple and memberships' best interest in mind Name: West Hartford Travel Basketball Investment Related?: No Address: whtravelbasketball@gmail.com (no physical address) Nature of the other business: Non-Profit Youth Sports League Position: Head of Logistics Start Date: 10/2017 Approximate number of hours/month devoted to the other business: 2 Number of hours you devote to the other business during securities trading hours: 0 Duties: Assign courts for practice and games, work with vendors, assist with budget and payables
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-11-07 |
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