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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2022-11-03 |
| TX | RA | APPROVED_RES | 2022-11-03 |
Branch Locations
9400 Holly Ave Ne, Bldg #4, Albuquerque, NM 87122 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dba Legacy Financial Group | Albuquerque | NM | 11/2002 | 11/2022 |
| Insight Financial Services, Inc | Albuquerque | NM | 08/2002 | 11/2022 |
| Voya Financial Advisors | Albuquerque | NM | 09/2014 | 10/2022 |
| Lpl Financial Llc | Albuquerque | NM | 11/2022 | Present |
1) 11/01/2022 - Legacy Financial Group, LLC - DBA for LPL Business (entity for LPL business) - Investment related - At reported branch location(S) - 13 hours per month - Start date: 01/01/2000. 2) 11/01/2022 - Real Estate Rental - Co-owner - Investment related - 11901 Holly Ave Ave NE, Albuquerque, NM 87122 - 2 hours per month - Start date: 01/01/2008. 3) 11/01/2022 - Quattro Executive Center, LLC - Real Estate Rental - Owner and Property Manager - Investment related - 9400 Holly Ave. NE Bldg. 4, Albuquerque, NM 87122 - 1 hours per month - Start date: 01/01/2005. 4) 11/01/2022 - INSIGHT FINANCIAL SERVICES, INC - Non-Variable Insurance - owner - Investment related - Albuquerque, NM 87122 - 32 hours per month - Start date: 01/01/2000. 5) 11/01/2022 - Real Estate Rental - Co-owner - Investment related - 11901 Holly Ave. NE, Albuquerque, NM 87122 (home) - 2 hours per month - Start date: 01/01/2005. 6) 11/01/2022 - Real Estate Rental - Co-owner - Investment related - 11901 Holly Ave. NE, Albuquerque, NM 87122 - 2 hours per month - Start date: 01/01/2008.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-19 |
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