Best Investors Account Sign in
Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
  • IL RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14

Branch Locations

2305 Village Green Pl Suite A, Champaign, IL 61822 • United States

210 S Second Street Suite A, Effingham, IL 62401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Champaign IL 10/1999 11/2024
Prudential Insurance Company Of America Champaign IL 10/1999 Present
Lpl Enterprise, Llc Champaign IL 11/2024 Present
Previous Registrations
  • 2001-10-05 → 2024-11-14
    Effingham, IL
    Champaign, IL
    Effingham, IL
    Effingham, IL
    Champaign, IL
Other Businesses

1) 10/28/2024 - Hartke Holdings - This is my office that I rent from my own LLC, and I have renter that also rent space from my LLC - Real Estate Rental - Inv Related - At Champaign, IL - Start Date 09/01/2015 - 1hrs/mth - 1hrs/mth During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-07-25
S63 Uniform Securities Agent State Law Examination 1999-11-12
  • S65 Uniform Investment Adviser Law Examination
    2001-07-25
  • S63 Uniform Securities Agent State Law Examination
    1999-11-12
Other Names
  • Rich J Hartke
  • Richard J Hartke

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Champaign, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor