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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-25 |
Branch Locations
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
2700 Post Oak Blvd Ste 900, Houston, TX 77056 • United States
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-13 |
Branch Locations
2700 Post Oak Blvd Ste 900, Houston, TX 77056 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | The Woodlands | TX | 05/2012 | 11/2021 |
| Morgan Stanley | Houston | TX | 01/2022 | 08/2022 |
| J.P. Morgan Securities Llc | Katy | TX | 08/2022 | 01/2025 |
| Unemployed | Houston | TX | 12/2021 | 12/2021 |
| Wells Fargo Clearing Services, Llc | Houston | TX | 01/2025 | Present |
| Wells Fargo Advisors Financial Network | Houston | TX | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-22 |
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