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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
Branch Locations
2774 Commerce Dr Nw Ste A, Rochester, MN 55901-2864 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Rochester | MN | 07/1998 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Rochester | MN | 08/1998 | 07/2021 |
| Steve Farrell | Rochester | MN | 07/2019 | 07/2021 |
| Levi Befort | Rochester | MN | 07/2019 | 07/2021 |
| Lpl Financial Llc | Rochester | MN | 07/2021 | Present |
1) 2019 - Prinvest Advisors / DBA for LPL Business (entity for LPL business) / Investment Related / 0HR / MO / 2774 Commerce Drive NW suite A, Rochester, MN 55901
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-04-05 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-01 |
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