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David Jack Dixon

Bradley Foster & Sargent Inc

Hartford, CT

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Current Employers
Bradley Foster & Sargent Inc

185 Asylum Street City Place Ii, 11Th Floor, Hartford, CT 06103-3402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-10-21
CA RA APPROVED 2024-09-25
CT RA APPROVED 2024-09-25
  • FL RA
    APPROVED
    Since 2024-10-21
  • CA RA
    APPROVED
    Since 2024-09-25
  • CT RA
    APPROVED
    Since 2024-09-25

Branch Locations

185 Asylum Ave 11Th Floor, Hartford, CT 06103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wilmington Trust Hartford CT 03/2014 08/2024
Bradley Foster & Sargent Inc Hartford CT 09/2024 Present
Previous Registrations
  • 2018-04-05 → 2022-12-31
    People'S United Advisors, Inc.
    Hartford, CT
  • 2013-08-08 → 2014-02-03
    Commonwealth Financial Network
    Hartford, CT
    Stamford, CT
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-12-13
  • S63 Uniform Securities Agent State Law Examination
    1999-12-13
Designations
Other Names
  • David Jack Dixon

View on SEC IAPD

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NEBRODI PARTNERS, LLC · HARTFORD, CT
MORGAN STANLEY · Hartford, CT
ERNST & YOUNG INVESTMENT ADVISERS LLP · HARTFORD, CT
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BRADLEY FOSTER & SARGENT INC · HARTFORD, CT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HARTFORD, CT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HARTFORD, CT
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