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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-08-07
  • CA RA
    APPROVED
    Since 2018-08-07

Branch Locations

Citi Private Bank 407 N. Maple Drive, Suite 150, Beverly Hills, CA 90210 • United States

Granada Hills, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Inc. Los Angeles CA 04/2009 07/2018
J.P. Morgan Chase Bank, Na Los Angeles CA 11/2016 07/2018
Citigroup Beverly Hills CA 07/2018 Present
  • 04/2009 → 07/2018
    J.P. Morgan Securities Inc.
    Los Angeles, CA
  • 11/2016 → 07/2018
    J.P. Morgan Chase Bank, Na
    Los Angeles, CA
  • 07/2018 → Present
    Citigroup
    Beverly Hills, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-08-21
  • S63 Uniform Securities Agent State Law Examination
    1998-08-21
Designations
Other Names
  • Robert Marc Baron

View on SEC IAPD

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