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Anthony Edwin Potthast

Trustage Investment Management

Madison, WI

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Current Employers
Trustage Investment Management

5910 Mineral Point Rd, Madison, WI 53705 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-10-17
  • CA RA
    APPROVED
    Since 2019-10-17

Branch Locations

5910 Mineral Point Rd, Madison, WI 53705 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuna Mutual Group Waverly IA 02/2016 Present
Cuna Brokerage Services, Inc. Waverly IA 02/2016 Present
  • 02/2016 → Present
    Cuna Mutual Group
    Waverly, IA
  • 02/2016 → Present
    Cuna Brokerage Services, Inc.
    Waverly, IA
Previous Registrations
  • 2009-05-02 → 2009-12-08
    Chase Investment Services Corp.
    Mission Viejo, CA
    Ladera Ranch, CA
  • 2009-01-12 → 2009-05-02
    Wamu Investments, Inc.
    Mission Viejo, CA
    Ladera Ranch, CA
  • 2007-07-12 → 2009-01-12
    Lincoln Financial Distributors, Inc.
    Radnor, PA
    Glastonbury, CT
    Mission Viejo, CA
    Iola, KS
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-10-26
S63 Uniform Securities Agent State Law Examination 1998-09-26
  • S65 Uniform Investment Adviser Law Examination
    1998-10-26
  • S63 Uniform Securities Agent State Law Examination
    1998-09-26
Other Names
  • Tony Potthast
  • Anthony Edwin Potthast
  • Anthony Edwin Potthast

View on SEC IAPD

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Other Investors

KRISTY LYNN REED
Gavin Wishart
SEAN STEPHEN WAYNE
TRAVIS RICHARD HEISER
MICHAEL DONALD GANT
Renee Elizabeth Lucas
ORSAN M KHARBUSH
Matthew Miller

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AMERIPRISE FINANCIAL SERVICES, LLC · Madison, WI
AMERIPRISE FINANCIAL SERVICES, LLC · Madison, WI
LPL ENTERPRISE, LLC · MADISON, WI
CLF ASSET MANAGEMENT, INC. · MADISON, WI
EAGLE STRATEGIES LLC · MADISON, WI
VALMARK ADVISERS, INC. · Madison, WI
GREENPOINT ASSET MANAGEMENT V LLC · MADISON, WI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · MADISON, WI

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